Notable Holders of Capital One Financial Corp. (COF)
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Expand Research on COF
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| DODGE & COX | COM | 52,252,706 | 11.37% | 13F |
| Paulson & Co. (PCI) | COM | 22,200,000 | 4.83% | 13F |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | COM | 20,424,773 | 4.44% | 13F |
| MARSICO CAPITAL MANAGEMENT LLC | COM | 20,209,176 | 4.40% | 13F |
| VANGUARD GROUP INC | COM | 17,910,599 | 3.90% | 13F |
| Fidelity Investments | COM | 14,565,126 | 3.17% | 13F |
| BlackRock Institutional Trust Company, N.A. | COM | 12,937,636 | 2.81% | 13F |
| JPMORGAN CHASE & CO | COMMON | 12,500,382 | 2.72% | 13F |
| AMERIPRISE FINANCIAL INC | COM | 6,023,269 | 1.31% | 13F |
| RBS Partners | COM | 5,926,983 | 1.29% | 13F |
| ARROWSTREET CAPITAL LIMITED PARTNERSHIP | COM | 5,900,624 | 1.28% | 13F |
| NORTHERN TRUST CORP | COM | 5,324,999 | 1.16% | 13F |
| PRICE T ROWE ASSOCIATES INC /MD/ | COMM STK | 5,018,676 | 1.09% | 13F |
| WADDELL & REED FINANCIAL INC | COM | 4,704,473 | 1.02% | 13F |
| DIMENSIONAL FUND ADVISORS LP | COM | 4,213,408 | 0.92% | 13F |
| LSV ASSET MANAGEMENT | COM | 3,854,380 | 0.84% | 13F |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | COM | 3,816,200 | 0.83% | 13F |
| TIAA CREF INVESTMENT MANAGEMENT LLC | COM | 3,450,330 | 0.75% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 3,429,304 | 0.75% | 13F |
| BlackRock Group LTD | COM | 3,314,371 | 0.72% | 13F |
| ARONSON & JOHNSON & ORTIZ, LP | COM | 3,244,100 | 0.71% | 13F |
| BlackRock Fund Advisors | COM | 3,197,426 | 0.70% | 13F |
| BlackRock Investment Management, LLC | COM | 3,196,972 | 0.70% | 13F |
| Viking Global Investors | COM | 3,176,954 | 0.69% | 13F |
| GEODE CAPITAL MANAGEMENT LLC | COM | 3,138,805 | 0.68% | 13F |
| RUSSELL FRANK CO/ | COMMON STOCKS | 2,973,457 | 0.65% | 13F |
| LORD ABBETT & CO LLC | COM | 2,880,570 | 0.63% | 13F |
| BLACKROCK ADVISORS LLC | COM | 2,772,996 | 0.60% | 13F |
| ATALANTA SOSNOFF CAPITAL, LLC | COM | 2,610,501 | 0.57% | 13F |
| WELLS FARGO & CO/MN | EQUITY | 2,468,141 | 0.54% | 13F |
| ROYAL BANK OF CANADA \ | COM | 2,326,774 | 0.51% | 13F |
| SUNTRUST BANKS INC | 2,123,973 | 0.46% | 13F | |
| PIONEER INVESTMENT MANAGEMENT INC | COMMSTCK | 2,099,955 | 0.46% | 13F |
| BANK OF AMERICA CORP /DE/ | 1,919,118 | 0.42% | 13F | |
| LEGAL & GENERAL GROUP PLC | COM | 1,913,053 | 0.42% | 13F |
| GMT CAPITAL CORP | COM | 1,870,900 | 0.41% | 13F |
| NEW YORK STATE COMMON RETIREMENT FUND | COMMON STOCK | 1,769,020 | 0.38% | 13F |
| STEADFAST CAPITAL MANAGEMENT LP | COMMON STOCK | 1,762,888 | 0.38% | 13F |
| BARCLAYS PLC (CALL) | OPT | 1,762,400 | 0.38% | 13F |
| Adage Capital (CALL) | *W EXP | 1,752,500 | 0.38% | 13F |
| Sumitomo Mitsui Trust Holdings, Inc. | COM | 1,633,529 | 0.36% | 13F |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | COM | 1,600,024 | 0.35% | 13F |
| Robeco Institutional Asset Management B.V. | COM | 1,559,227 | 0.34% | 13F |
| Mitsubishi UFJ Trust & Banking Corp | COM | 1,489,583 | 0.32% | 13F |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | * CAPITAL ONE FINL | 1,438,635 | 0.31% | 13F |
| Invesco Ltd. | COMMON | 1,421,017 | 0.31% | 13F |
| PineBridge Investments Ltd | COM | 1,410,943 | 0.31% | 13F |
| JANUS CAPITAL MANAGEMENT LLC | COM | 1,404,181 | 0.31% | 13F |
| PRINCIPAL FINANCIAL GROUP INC | COM | 1,385,372 | 0.30% | 13F |
| Cornerstone Investment Partners, LLC | COM | 1,344,953 | 0.29% | 13F |
| Citadel | CMN | 1,343,769 | 0.29% | 13F |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | COM | 1,343,766 | 0.29% | 13F |
| DEUTSCHE BANK AG\ | COM | 1,319,010 | 0.29% | 13F |
| Carlson Capital, L.P. | COM | 1,310,550 | 0.29% | 13F |
| MORGAN STANLEY | COM | 1,208,956 | 0.26% | 13F |
| Wellington | COM | 1,179,733 | 0.26% | 13F |
| PEAK6 Investments, L.P. | *W EXP 11/14/201 | 1,176,047 | 0.26% | 13F |
| DIAMONDBACK CAPITAL MANAGEMENT, LLC | COM | 1,114,903 | 0.24% | 13F |
| FIL Ltd | COM | 1,104,794 | 0.24% | 13F |
| SCHRODER INVESTMENT MANAGEMENT GROUP | COM | 1,090,751 | 0.24% | 13F |
| CREDIT SUISSE AG/ | COM | 1,081,362 | 0.24% | 13F |
| MANAGED ACCOUNT ADVISORS LLC | 1,065,133 | 0.23% | 13F | |
| GENDELL JEFFREY L | COM | 1,024,100 | 0.22% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 1,022,337 | 0.22% | 13F |
| CONGRESS ASSET MANAGEMENT CO /MA | COM | 1,008,907 | 0.22% | 13F |
| SAC Capital | COMMON | 1,007,772 | 0.22% | 13F |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | 985,734 | 0.21% | 13F | |
| OZ MANAGEMENT LP | COM | 934,313 | 0.20% | 13F |
| STATE OF WISCONSIN INVESTMENT BOARD | COM | 932,486 | 0.20% | 13F |
| NEW AMSTERDAM PARTNERS LLC/NY | COM | 915,600 | 0.20% | 13F |
| THRIVENT FINANCIAL FOR LUTHERANS | COM | 904,311 | 0.20% | 13F |
| BlackRock Inc. | COM | 873,512 | 0.19% | 13F |
| BlackRock Japan Co. Ltd | COM | 844,620 | 0.18% | 13F |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | COMMON | 823,359 | 0.18% | 13F |
| Timber Hill LLC (CALL) | CALL | 806,038 | 0.18% | 13F |
| Parallax Volatility Advisers, LLC (CALL) | COM | 800,600 | 0.17% | 13F |
| STANDARD PACIFIC CAPITAL LLC/CA | COMMON STOCK | 797,566 | 0.17% | 13F |
| Mizuho Trust & Banking Co., Ltd. | COM | 775,369 | 0.17% | 13F |
| Numeric Investors LLC | COMM | 762,700 | 0.17% | 13F |
| SEIZERT CAPITAL PARTNERS, LLC | COM | 758,204 | 0.16% | 13F |
| ANALYTIC INVESTORS INC/CA | 705,314 | 0.15% | 13F | |
| KINGDON CAPITAL MANAGEMENT LLC | COM | 700,000 | 0.15% | 13F |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | COM | 661,884 | 0.14% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | COM | 635,199 | 0.14% | 13F |
| TEACHERS ADVISORS INC | COM | 623,427 | 0.14% | 13F |
| HEARTLAND ADVISORS INC | COM | 604,695 | 0.13% | 13F |
| CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD | COM | 593,304 | 0.13% | 13F |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | COMMON | 552,400 | 0.12% | 13F |
| STATE TREASURER STATE OF MICHIGAN | COM | 532,731 | 0.12% | 13F |
| SG Americas Securities, LLC (PUT) | 526,700 | 0.11% | 13F | |
| PGGM Investments | COM | 488,014 | 0.11% | 13F |
| CHICAGO EQUITY PARTNERS LLC | COM | 451,180 | 0.10% | 13F |
| MILLENNIUM MANAGEMENT LLC | COM | 444,154 | 0.10% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | COM | 442,688 | 0.10% | 13F |
| Irish Life Investment Managers | COM | 441,531 | 0.10% | 13F |
| Manulife Asset Management (North America) Ltd | COM | 440,464 | 0.10% | 13F |
| Employees Retirement System of Texas | COM | 439,697 | 0.10% | 13F |
| MOORE CAPITAL MANAGEMENT, LP | COM | 403,895 | 0.09% | 13F |
| TDAM USA INC. | COM | 380,653 | 0.08% | 13F |
| AMERICAN INTERNATIONAL GROUP INC | COM | 361,593 | 0.08% | 13F |
| TD ASSET MANAGEMENT INC | COM | 360,504 | 0.08% | 13F |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | COM | 346,518 | 0.08% | 13F |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | COM | 321,543 | 0.07% | 13F |
| CREDIT AGRICOLE S A | COM | 320,789 | 0.07% | 13F |
| THOMPSON SIEGEL & WALMSLEY LLC | COM | 314,397 | 0.07% | 13F |
| DUPONT CAPITAL MANAGEMENT Corp | COMMON STOCK | 310,393 | 0.07% | 13F |
| Philadelphia Financial Management of San Francisco | COM | 307,196 | 0.07% | 13F |
| ING INVESTMENT MANAGEMENT CO | COM | 302,404 | 0.07% | 13F |
| COMMONWEALTH BANK OF AUSTRALIA | COM | 295,096 | 0.06% | 13F |
| CAXTON ASSOCIATES LP | COM | 285,483 | 0.06% | 13F |
| CITIGROUP INC (CALL) | COM | 278,600 | 0.06% | 13F |
| Grantham, Mayo, Van Otterloo & Co. LLC | COM | 276,500 | 0.06% | 13F |
| DIAM Co., Ltd. | COM | 273,022 | 0.06% | 13F |
| WOLVERINE ASSET MANAGEMENT LLC | *W EXP 11/14/201 | 267,829 | 0.06% | 13F |
| MANUFACTURERES LIFE INSURANCE CO | COM | 266,377 | 0.06% | 13F |
| Walleye Trading LLC (PUT) | COM | 264,500 | 0.06% | 13F |
| Neuberger Berman Group LLC | COMMON STOCK | 257,503 | 0.06% | 13F |
| HANCOCK HOLDING CO | COM | 255,722 | 0.06% | 13F |
| F&C Asset Management plc | USD0.01 | 244,954 | 0.05% | 13F |
| IBM Retirement Fund | 14040H105 | 242,829 | 0.05% | 13F |
| JBF Capital, Inc. | COM | 235,000 | 0.05% | 13F |
| COMERICA BANK | COM | 229,853 | 0.05% | 13F |
| NOMURA ASSET MANAGEMENT CO LTD | 222,364 | 0.05% | 13F | |
| BMO FINANCIAL CORP | COM | 218,285 | 0.05% | 13F |
| TWO SIGMA INVESTMENTS LLC | COM | 202,319 | 0.04% | 13F |
| Eli & Edythe Broad Foundation | *W EXP 11/14/2018 | 200,000 | 0.04% | 13F |
| GUGGENHEIM CAPITAL LLC | COM | 195,877 | 0.04% | 13F |
| Brandywine Global Investment Management, LLC | COM | 191,740 | 0.04% | 13F |
| Laurion Capital Management LP | COM | 188,258 | 0.04% | 13F |
| KBC Group NV | COM | 183,120 | 0.04% | 13F |
| ROYAL BANK OF SCOTLAND GROUP PLC | COM | 181,148 | 0.04% | 13F |
| Lingohr & Partner North America. Inc. | CS | 180,900 | 0.04% | 13F |
| Lingohr & Partner Asset Management GmbH | CS | 180,900 | 0.04% | 13F |
| MADISON SQUARE INVESTORS LLC. | COM | 177,668 | 0.04% | 13F |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | COMMON | 169,257 | 0.04% | 13F |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 166,236 | 0.04% | 13F | |
| SHELL ASSET MANAGEMENT CO | COM | 165,464 | 0.04% | 13F |
| BUCKINGHAM CAPITAL MANAGEMENT INC/FL | 164,702 | 0.04% | 13F | |
| Bridgewater Associates, LP | COM | 162,563 | 0.04% | 13F |
| GLENMEDE TRUST CO NA | COMMON | 162,150 | 0.04% | 13F |
| QVT Financial | COM | 156,952 | 0.03% | 13F |
| Korea Investment CORP | COM | 155,000 | 0.03% | 13F |
| Lee Munder Capital Group, LLC | COM | 152,403 | 0.03% | 13F |
| AMBS INVESTMENT COUNSEL LLC | COM | 149,420 | 0.03% | 13F |
| Highbridge Capital | COMMON | 147,400 | 0.03% | 13F |
| HELLMAN JORDAN MANAGEMENT CO INC /MA/ | COM | 142,725 | 0.03% | 13F |
| VIRGINIA RETIREMENT SYSTEMS ET AL | COM | 142,348 | 0.03% | 13F |
| KNIGHT CAPITAL GROUP, INC. (PUT) | PUT | 142,000 | 0.03% | 13F |
| Spot Trading L.L.C (CALL) | COM | 138,400 | 0.03% | 13F |
| HSBC HOLDINGS PLC | 134,308 | 0.03% | 13F | |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | COM | 130,036 | 0.03% | 13F |
| MASON STREET ADVISORS LLC | COM | 127,440 | 0.03% | 13F |
| Origin Asset Management LLP | COM | 127,000 | 0.03% | 13F |
| MARTINGALE ASSET MANAGEMENT L P | COM | 125,518 | 0.03% | 13F |
| NFC Investments, LLC | W EXP 11/14/2018 | 124,785 | 0.03% | 13F |
| REGIONS FINANCIAL CORP | COM | 123,515 | 0.03% | 13F |
| KEN ROBERTS INVESTMENT MANAGEMENT INC | COM | 117,885 | 0.03% | 13F |
| GAM Holding Ltd. | 113,375 | 0.02% | 13F | |
| BRIDGES INVESTMENT COUNSEL INC/ | 113,370 | 0.02% | 13F | |
| S.A.C. GLOBAL INVESTORS, LLP | COMMON | 109,000 | 0.02% | 13F |
| OXFORD ASSET MANAGEMENT | COM | 107,136 | 0.02% | 13F |
| Steadfast Advisors | COMMON STOCK | 105,112 | 0.02% | 13F |
| Weiss Multi-Strategy Advisers LLC | COM | 100,000 | 0.02% | 13F |
| GOLDEN CAPITAL MANAGEMENT LLC | 97,680 | 0.02% | 13F | |
| Mizuho Asset Management Co.,Ltd. | COM | 97,655 | 0.02% | 13F |
| EAGLE GLOBAL ADVISORS LLC | COM | 97,140 | 0.02% | 13F |
| Hudson Bay Capital Management, L.P. | *W EXP 11/14/201 | 96,822 | 0.02% | 13F |
| Harvest Capital Strategies LLC | COM | 95,000 | 0.02% | 13F |
| World Asset Management Inc | COM | 94,940 | 0.02% | 13F |
| CURIAN CAPITAL LLC | COM | 89,813 | 0.02% | 13F |
| American Independence Financial Services LLC | COM | 86,686 | 0.02% | 13F |
| MACKENZIE FINANCIAL CORP | CAPITAL ONE FINL CORP | 85,032 | 0.02% | 13F |
| GLYNN JA & CO | COM | 82,831 | 0.02% | 13F |
| FIRST QUADRANT L P/CA | COM | 81,750 | 0.02% | 13F |
| ROYAL LONDON ASSET MANAGEMENT LTD | COM | 79,050 | 0.02% | 13F |
| Fort Hoosac Management, LLC (CALL) | WTS | 77,755 | 0.02% | 13F |
| Arbiter Partners QP, LP (CALL) | WTS | 77,755 | 0.02% | 13F |
| MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC | COM | 77,395 | 0.02% | 13F |
| BRIDGES INVESTMENT MANAGEMENT INC | 75,389 | 0.02% | 13F | |
| CIBC Global Asset Management Inc | COM | 75,140 | 0.02% | 13F |
| Parameter Capital Management LLC | COMMON | 75,000 | 0.02% | 13F |
| ARBITER PARTNERS LP (CALL) | WTS | 74,824 | 0.02% | 13F |
| SIRIOS CAPITAL MANAGEMENT L P | COMMON | 74,410 | 0.02% | 13F |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO | Common Stock | 74,330 | 0.02% | 13F |
| GLG Partners LP | COM | 73,383 | 0.02% | 13F |
| Santa Fe Partners LLC | COM | 71,535 | 0.02% | 13F |
| BANK OF OKLAHOMA NATIONAL ASSOCIATION / | COM | 69,405 | 0.02% | 13F |
| DEPRINCE RACE & ZOLLO INC | COM | 68,500 | 0.01% | 13F |
| BAILARD, INC. | COM | 68,396 | 0.01% | 13F |
| Rafferty Asset Management, LLC | COM | 68,167 | 0.01% | 13F |
| LEUTHOLD WEEDEN CAPITAL MANAGEMENT | COM | 68,141 | 0.01% | 13F |
| OAK ASSOCIATES LTD /OH/ | COM | 67,700 | 0.01% | 13F |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | COM | 66,580 | 0.01% | 13F |
| INVESTMENT COUNSELORS OF MARYLAND LLC | COM | 65,685 | 0.01% | 13F |
| KING LUTHER CAPITAL MANAGEMENT CORP | COM | 65,440 | 0.01% | 13F |
| OPTIMUM INVESTMENT ADVISORS | COM | 64,834 | 0.01% | 13F |
| JEFFERIES GROUP INC /DE/ | COM | 64,636 | 0.01% | 13F |
| KBW, Inc. | COM | 63,000 | 0.01% | 13F |
| NorthCoast Asset Management LLC | COM | 59,843 | 0.01% | 13F |
| Gargoyle Services L.L.C. | COM | 57,416 | 0.01% | 13F |
| MARTIN & CO INC /TN/ | COM | 55,036 | 0.01% | 13F |
| TWIN CAPITAL MANAGEMENT INC | COM | 54,850 | 0.01% | 13F |
| ALLSTATE CORP | COMMON | 54,362 | 0.01% | 13F |
| NOMURA HOLDINGS INC | CMN | 54,255 | 0.01% | 13F |
| DAI ICHI LIFE INSURANCE CO., LTD. | COM | 52,695 | 0.01% | 13F |
| UNIVEST CORP OF PENNSYLVANIA | COM | 52,300 | 0.01% | 13F |
| APG All Pensions Group NV | COM | 52,286 | 0.01% | 13F |
| FBR & Co. | COM | 52,000 | 0.01% | 13F |
| D. E. Shaw & Co., INC. (CALL) | COM | 51,717 | 0.01% | 13F |
| Aperio Group, LLC | COMMON | 51,071 | 0.01% | 13F |
| FIRST TRUST ADVISORS LP | COM | 50,111 | 0.01% | 13F |
| BESSEMER GROUP INC | SC | 49,475 | 0.01% | 13F |
| ING Investment Management (Europe) B.V. | COM | 48,045 | 0.01% | 13F |
| MID CONTINENT CAPITAL LLC/IL | Com | 47,850 | 0.01% | 13F |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L P | COM | 47,800 | 0.01% | 13F |
