Notable Holders of Semiconductor HOLDRs Trust (SMH)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| CITIGROUP INC | DEP RCPT | 8,696,641 | 44.62% | 13F |
| DEUTSCHE BANK AG\ | DEP RCPT | 3,570,973 | 18.32% | 13F |
| BMO FINANCIAL CORP | DEP RCPT | 2,932,200 | 15.04% | 13F |
| MORGAN STANLEY | COM | 2,438,195 | 12.51% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 2,059,332 | 10.57% | 13F |
| JPMORGAN CHASE & CO | COMMON | 1,787,766 | 9.17% | 13F |
| VINIK ASSET MANAGEMENT L P | DEP RCPT | 1,600,000 | 8.21% | 13F |
| Parallax Volatility Advisers, LLC (PUT) | DEP RCPT | 1,431,200 | 7.34% | 13F |
| PEAK6 Investments, L.P. (PUT) | DEP RCPT | 1,283,700 | 6.59% | 13F |
| BARCLAYS PLC | FUND | 1,171,286 | 6.01% | 13F |
| UBS AG | DEP RCPT | 1,167,094 | 5.99% | 13F |
| BANK OF AMERICA CORP /DE/ | 893,692 | 4.59% | 13F | |
| JEFFERIES GROUP INC /DE/ | DEP RCPT | 851,314 | 4.37% | 13F |
| CREDIT SUISSE AG/ | DEP RCPT | 681,131 | 3.49% | 13F |
| Jane Street Holding, LLC (PUT) | COM | 579,200 | 2.97% | 13F |
| BRIGADE CAPITAL MANAGEMENT, LLC (CALL) | DEP RCPT | 500,000 | 2.57% | 13F |
| Timber Hill LLC (PUT) | PUT | 450,500 | 2.31% | 13F |
| ROYAL BANK OF CANADA \ | DEP RCPT | 422,262 | 2.17% | 13F |
| SG Americas Securities, LLC (PUT) | 403,100 | 2.07% | 13F | |
| Walleye Trading LLC (CALL) | DEP RCPT | 308,100 | 1.58% | 13F |
| WELLS FARGO & CO/MN | EQUITY | 267,670 | 1.37% | 13F |
| SIGMA CAPITAL MANAGEMENT LLC (PUT) | OPTION | 200,000 | 1.03% | 13F |
| HSBC HOLDINGS PLC | 114,130 | 0.59% | 13F | |
| MILLENNIUM MANAGEMENT LLC (CALL) | DEP RCPT | 102,000 | 0.52% | 13F |
| BAIRD ROBERT W & CO INC /WI/ | COMMON | 89,500 | 0.46% | 13F |
| BALYASNY ASSET MANAGEMENT LLC | ETF | 50,000 | 0.26% | 13F |
| NATIXIS | DEP RCPT | 20,900 | 0.11% | 13F |
| Bay Hill Capital Management, LLC (PUT) | DEP RCPT | 17,200 | 0.09% | 13F |
| Livingston Group Asset Management | COM | 15,417 | 0.08% | 13F |
| OPPENHEIMER & CO INC | DEP RCPT | 14,500 | 0.07% | 13F |
| KLINGENSTEIN FIELDS & CO LLC | COM | 10,050 | 0.05% | 13F |
| Spot Trading L.L.C (PUT) | DEP RCPT | 10,000 | 0.05% | 13F |
| Soros Fund Management (CALL) | DEP RCPT | 9,385 | 0.05% | 13F |
